Aiman S. Farooq, Esq.Associate
Mr. Farooq’s practice concentrates on arbitration, broker licensing, complex commercial litigation, Florida Office of Financial Regulation investigations and administrative actions, FINRA expungements, SEC investigations and litigation, internal investigations, business torts, shareholder disputes, and negotiating business contracts.PROFESSIONAL EXPERIENCE
Mr. Farooq represents major brokerage firms, independent broker-dealers, investment advisers, registered representatives, compliance professionals, and other associated persons in all types of disputes, from the most complex actions involving millions of dollars to the most straightforward arbitrations with smaller amounts at stake. Mr. Farooq represents clients in federal and state courts throughout the country, as well as in FINRA arbitrations and Florida Department of Administrative Hearings. Additionally, Mr. Farooq handles corporate matters involving business acquisition and employment agreements.EDUCATION
Mr. Farooq received his Bachelor of Science in Business Administration with a concentration in finance at The Ohio State University and his Juris Doctor degree from the University of Dayton School of Law.JURISDICTIONS ADMITTED TO PRACTICE
Mr. Farooq is a member of Florida Bar. He is admitted to practice in the state courts of Florida, as well as the U.S. District Court for the Southern and Middle Districts of Florida.